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Compliance Officer Jobs

176 matches | 1 - 20 displayed
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date  location  job detail
Sep 22,2017 USA-NY-New York City Digital Compliance Officer
TIAA-CREF Individual & Institutional Services, LLC
Digital Compliance Officer
The candidate will be responsible for providing Compliance expertise and partner support to the Digital Business within the Retail Financial Services (RFS) area of firm. Will assist with other compliance initiatives for the RFS Compliance team related to supporting regul
Sep 22,2017 USA-CO-Denver Digital Compliance Officer
TIAA-CREF Individual & Institutional Services, LLC
Digital Compliance Officer
The candidate will be responsible for providing Compliance expertise and partner support to the Digital Business within the Retail Financial Services (RFS) area of firm. Will assist with other compliance initiatives for the RFS Compliance team related to supporting regul
Sep 22,2017 USA-NC-Charlotte Digital Compliance Officer
TIAA-CREF Individual & Institutional Services, LLC
Digital Compliance Officer
The candidate will be responsible for providing Compliance expertise and partner support to the Digital Business within the Retail Financial Services (RFS) area of firm. Will assist with other compliance initiatives for the RFS Compliance team related to supporting regul
Sep 22,2017 USA-WI-Sussex Legal Department Manager
Quad/Graphics, Inc
Legal Department Manager
The candidate will create, deploy and manage various legal department processes, including but not limited to substantive/functional processes for SEC reporting, Annual Meeting planning, Board documentation management, matter and knowledge management, and all other processe
Sep 22,2017 USA-NJ-Weehawken Corporate Secretary
UBS
Corporate Secretary
The candidate will work for the Board of Directors of the Bank. Will coordinate and attend board and committee meetings. Prepare materials for Board of Directors, Board Committee and Management Committee meetings. Produce data/ content that is of high quality and is timely. Draf
Sep 22,2017 USA-NJ-Weehawken Corporate Secretary
UBS
Corporate Secretary
The candidate will work for the Board of Directors of the Bank. Will coordinate and attend board and committee meetings. Prepare materials for Board of Directors, Board Committee and Management Committee meetings. Produce data/ content that is of high quality and is timely. Draf
Sep 22,2017 USA-UT-Salt Lake City Corporate Secretary
UBS
Corporate Secretary
The candidate will work for the Board of Directors of the Bank. Will coordinate and attend board and committee meetings. Prepare materials for Board of Directors, Board Committee and Management Committee meetings. Produce data/ content that is of high quality and is timely. Draf
Sep 22,2017 USA-UT-Salt Lake City Corporate Secretary
UBS
Corporate Secretary
The candidate will work for the Board of Directors of the Bank. Will coordinate and attend board and committee meetings. Prepare materials for Board of Directors, Board Committee and Management Committee meetings. Produce data/ content that is of high quality and is timely. Draf
Sep 21,2017 USA-NJ-Kenilworth Associate Director, Administrative Services, Office Of The Secretary
Associate Director, Administrative Services, Office of the Secretary
Duties: Provide corporate governance and compliance support to the Board of Directors and executive officers, including: Serve as primary contact for supporting the Board and Committee meetings with regard to scheduling, agenda
Sep 21,2017 USA-TX-Houston Assistant Corporate Secretary
Assistant Corporate Secretary
The candidate will partner with accounting/financial reporting to track authorized, issued and outstanding equity, providing quarterly reports as backup to finance and the SEC reporting team on a tight timeframe. Tracks share ownership of executive officers and directo
Sep 21,2017 USA-TX-Houston Regulatory CounselRisk Management Group
Regulatory Counsel - Risk Management Group
The candidate will provide legal, advice, counsel and support to management and all impacted businesses in regard to regulatory compliance with financial product regulations with emphasis on CFTC, SEC, and Canadian over-the-counter derivative regulations,
Sep 22,2017 USA-VA-Reston Director Of Contracts And Procurement
Director of Contracts and Procurement
Reporting to the CFO, the candidate will be responsible for overall management of corporate contracting and purchasing policy, compliance framework, and creative strategic planning and execution surrounding those functions. Additionally, lead the teams within t
Sep 20,2017 USA-VA-Arlington Attorney Advisor Contracts
Open & closing dates
09/20/2017
to
10/03/2017
Salary
$112,021 to $161,900 per year
Pay scale & grade
NH 04
Work schedule
Full-Time - Full Time
Appointment type
Permanent - Excepted Service Permanent
Location
1 vacancy in the following location:
Arlington, VA
1 vacancy
Relocation expenses reimbursed
Sep 21,2017 USA-CA-San Francisco Legal and Compliance Director
\u003cp\u003eWe are looking for an experienced financial services attorney who is excited to shake up the industry.\u003c/p\u003e\r\n\u003cp\u003eDriven by the frustration of homeowners and mortgage originators across the country, States Title is building an innovative, analytics-driven approach to
Aug 31,2017 USA-CO-Lafayette Paralegal
Provides contract coordination for care site and assists in contract management for Senior Team and Medical Office Staff. Coordinates contract process, including preparation of legal documents, reviewing draft documents for review, and routing for approval and signature.Serves as point of contact fo
Sep 21,2017 USA-GA-Marietta SENIOR PARALEGAL
SENIOR PARALEGAL
RESPONSIBILITIES:
Provide corporate compliance support and assist Chief Compliance Officer with all matters relative to corporate compliance initiatives, training, and policies.
Provide litigation support to staff counsel.
Provide management and support for intellectual property wor
Sep 20,2017 USA-VA-Arlington Counsel, Securities Compliance
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Location:
Arlington
VA
Date:
09/20/2017
2017-09-20
2017-10-19
Categories:
Financial Services
AOL
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Job Details
Job Details
Job Title
Counsel, Securities Compliance
JobID
Location:
Arlington, VA
Description
Counsel, Securities Compliance
LocationA
Sep 20,2017 USA-FL-Apopka Loan Processor
CUSTOMER SERVICE REPRESENTATIVE / LOAN PROCESSOR ? Apopka, FL
Leading agribusiness lender seeks an energetic, highly motivated qualified individual to perform a wide range of administrative duties and to assist a team of commercial lending officers servicing 13 central Florida counties from our Apo
Sep 21,2017 USA-NY-New York City Regulatory Counsel (americas)Risk Management Group
Regulatory Counsel (Americas) - Risk Management Group
The candidate will provide legal, advice, counsel and support to management and all impacted businesses in regard to regulatory compliance with financial product regulations with emphasis on CFTC, SEC, and Canadian over-the-counter derivative re
Sep 21,2017 USA-NY-New York City Wealth Management Compliance Regulatory Counsel / Policies and Procedures Compliance Officer
Wealth Management Compliance Regulatory Counsel / Policies and Procedures Compliance Officer
The candidate will be responsible for developing, updating and maintaining Compliance policies and procedures, tracking and analyzing regulatory developments, and coordinating and implementing regulatory an
176 matches | 1 - 20 displayed
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